NYSE Arca

Results: 1249



#Item
481Financial system / Finance / 73rd United States Congress / Financial markets / Securities Exchange Act / Regulation NMS / U.S. Securities and Exchange Commission / Security / Broker-dealer / United States Securities and Exchange Commission / Financial economics / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 24, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Language: English - Date: 2014-01-27 09:08:56
482Finance / Chicago Board Options Exchange / NYSE Arca / Futures contract / Securities Exchange Act / International Securities Exchange / Order / Financial markets / Flash trading / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 10, 2014 Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami Internat

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Language: English - Date: 2014-01-13 07:42:58
483New York Stock Exchange / Richard Grasso / U.S. Securities and Exchange Commission / Electronic communication network / Financial economics / Securities Exchange Act / Stock market / NYSE Euronext / NYSE Arca / United States Securities and Exchange Commission / Business / Economy of the United States

Market Structure Report New Yo rk Stock Exchange Special Committee on Ma rket St ru c t u re, Gove rnance and Ownership

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Language: English - Date: 2000-06-14 13:01:42
484Finance / Financial markets / United States Securities and Exchange Commission / United States securities law / Exchange-traded fund / Securities Exchange Act / Stock market index / NYSE Arca / Futures contract / Financial economics / Investment / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 3, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness to Conform Rule

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Language: English - Date: 2013-07-05 07:55:28
485Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Futures contract / Mutual fund / Money market fund / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 2, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and

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Language: English - Date: 2013-07-02 19:05:42
486Funds / Collective investment schemes / Stock market / Exchange-traded fund / NYSE Arca / Security / Net asset value / Mutual fund / Investment management / Financial economics / Investment / Financial services

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equiti

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Language: English - Date: 2014-02-21 09:14:44
487New York City / IntercontinentalExchange / Euronext / New York Stock Exchange / NYSE Arca / Futures contract / Securities Exchange Act / OTE / NYSE Euronext / Economy of the United States / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 24, 2014 Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Cor

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Language: English - Date: 2014-01-27 09:12:22
488United States Securities and Exchange Commission / New York Stock Exchange / Securities Exchange Act / NYSE Arca / U.S. Securities and Exchange Commission / Direct Edge / NASDAQ / Futures contract / Economy of the United States / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend

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Language: English - Date: 2013-07-11 19:04:20
489Funds / Collective investment schemes / Financial markets / Exchange-traded fund / Security / Closed-end fund / Financial adviser / Institutional investor / American depositary receipt / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 19, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares of F

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Language: English - Date: 2013-07-21 10:41:50
490Financial markets / Self-regulatory organizations / Options Clearing Corporation / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / NASDAQ / NYSE Arca / OTC Bulletin Board / Economy of the United States / Financial economics / Finance

Threshold Securities List Report Layout Column Heading Definition Symbol

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Source URL: www.theocc.com

Language: English - Date: 2014-06-28 13:39:56
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